* There is also
regulatory fee of $0.0000192 of the total
dollar amount of securities sold. This fee is assessed for all SELL
orders and is added to any total commissions charged. (as of
2/22/2011)
*
There is an
FINRA TAF fee 0.000075 per share of securities sold
with a maximum of $3.75 per trade.
This fee is assessed for all applicable SELL orders and is added to any
total commissions charged.
*
Any hard to borrow short locate fees will be passed onto the
client, these fees will vary.
* Certificate,
DWAC and DRS deposits and transfers may incur substantially higher fees based
on various factors that are not listed on this page.
*
Trading non-DTC eligible securities will incur additional
settlement fees
including; a certificate fee $75, DTC TRF fee $90 and shipping fee
$40 (when necessary).
There will also be a DTC NYW fee and a transfer agent fee, which
will vary and may be substantial.
* The fee information
listed here is for informational purposes only. These fees are subject
to change at anytime and those changes may not be accurately reflected
on this page. This is only a partial list of additional fees.
