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Insurance:

Member of
Securities Investor Protection Corporation (SIPC),
which protects securities customers of its members up to $500,000,
including a maximum $250,000 for cash claims. Explanatory brochure
available upon request or at
www.sipc.org.

Our clearing firm, Apex Clearing Corporation, has purchased
an additional insurance policy through a group of London
Underwriters (with Lloyds of London Syndicates as the Lead
Underwriter) to supplement SIPC protection. This additional
insurance policy becomes available to customers in the event
that SIPC limits are exhausted and provides protection of
securities and cash up to an aggregate of $600 million. This
is provided to pay amounts in addition to those returned in
a SIPC liquidation. This additional insurance policy is
limited to a combined return to any customer from a Trustee,
SIPC and London Underwriters of $150 million, including cash
of up to $2 million. This additional insurance is through a
third party provider and is NOT offered by the
Securities Investor Protection Corporation (SIPC).
This additional insurance does not protect against market
depreciation, fluctuation or trading losses.
Security:

We use electronic security safeguards like powerful firewalls to
maintain the confidentiality of your information, and our secure trading site
area uses SSL (Secure Socket Layer) technology to provide a secure
environment for all transactions. So when you submit sensitive
trade information via our website or trading software, your information is
encrypted and safe. |